AI workspaces for securities advisory, research and compliance
Connect role-specific customer information, research knowledge and tools to material preparation, content review and daily task handling.
Different roles need different interfaces
Advisers focus on customer needs and service preparation. Researchers need sources and analysis tools. Compliance and operations teams need rules, reviews and task status. A shared workspace can provide common capabilities while configuring interfaces, information and tools for each role.
Connect information, analysis and review
Plugins connect research knowledge, data interfaces and working procedures. Employees inspect sources, prepare content and review results in one application. Agents assist using the current task context, while critical decisions and external publication retain human confirmation.
- Customer management: organize information and prepare follow-up materials.
- Research: retrieve supporting sources and organize analysis drafts.
- Compliance: check content against rules and collect findings for review.
Make evidence, access and responsibility explicit
Research should have traceable sources, customer information should follow role permissions, and actions should retain results. FDE can map the workflow and validate knowledge, tools and review steps with actual tasks.